LOKPAL : ROLE , JURISDICTION, CHALLENGES, WAY FORWARD

The Lokpal was created to check high-level corruption but has delivered little. Weak autonomy, limited independent investigative wing, and political influence in appointments undermine its role. Frequent dismissal of complaints and no major convictions fuel its “paper tiger” image. Strong reforms and real autonomy are essential to meet the objectives.

Description

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Picture Courtesy:  THE HINDU

Context

The Delhi High Court quashed the proceedings initiated by the Lokpal against the Defence Secretary, ruling that the Lokpal acted beyond its jurisdiction.

What is Lokpal?

It is a statutory body established under the Lokpal and Lokayuktas Act, 2013, following the Civil Society movement  "India Against Corruption" in 2011. 

It functions as an independent ombudsman to investigate allegations of corruption against public functionaries at the Central Government level. 

The current Chairperson of the Lokpal is Justice Ajay Manikrao Khanwilkar.

Provisions of The Lokpal and Lokayuktas Act, 2013

Composition and Tenure

  • Structure: The Lokpal is a multi-member body, consisting of one Chairperson and a maximum of eight Members.
  • Chairperson: Must be a former Chief Justice of India, a former Supreme Court Judge, or an eminent person with at least 25 years of expertise in anti-corruption policy, public administration, etc.
  • Members:
    • 50% of the members must be Judicial Members (former Supreme Court Judges or former Chief Justices of High Courts).
    • The remaining 50% must be from among Scheduled Castes (SCs), Scheduled Tribes (STs), Other Backward Classes (OBCs), Minorities, and Women.
  • Tenure: The Chairperson and Members hold office for a term of 5 years or until they attain the age of 70 years, whichever is earlier.
  • A member is ineligible for reappointment to the same post, but can be appointed as Chairperson if their total service does not exceed the five-year limit.

Appointment Process

The President of India appoints the Chairperson and Members based on the recommendations of a high-powered Selection Committee, which includes:

  • The Prime Minister (as Chairperson).
  • The Speaker of the Lok Sabha.
  • The Leader of the Opposition in the Lok Sabha.
  • The Chief Justice of India or a Supreme Court judge nominated by the CJI.
  • One eminent jurist, nominated by the President.

This committee is assisted by a Search Committee that prepares a panel of candidates for consideration.

Jurisdiction of the Lokpal 

Lokpal's Jurisdiction

Prime Minister

Matters concerning international relations, external and internal security, public order, atomic energy, and space are excluded from Lokpal inquiries unless a two-thirds majority vote of a full Lokpal bench approves the inquiry.

Union Ministers and Members of Parliament (MPs)

Included, but excludes anything said or any vote given in Parliament, which is protected under Article 105 of the Constitution.

Central Government Officials

Covers all groups: Group A, B, C, and D officers.

Public Sector Undertakings (PSUs) and Other Bodies

Includes officials of any board, corporation, society, or trust established by an Act of Parliament or funded/controlled by the Central Government.

Private Entities and NGOs

Covers any society, trust, or body that receives a foreign contribution above ₹10 lakh per year under the Foreign Contribution (Regulation) Act (FCRA).

Challenges Limiting Lokpal Effectiveness

Delayed appointment

Though the Lokpal Act was passed in 2013, the country’s first Lokpal, Justice Pinaki Chandra Ghosh, was appointed in March 2019, along with eight other members. 

Limited Independent Investigative Power

The Lokpal has an Inquiry Wing for preliminary investigations, but it relies on other agencies like the Central Bureau of Investigation (CBI) for full-scale investigations. . 

This dependency is a major weakness, as the CBI's autonomy has been questioned, with the Supreme Court once calling it a "caged parrot."

Jurisdictional Limitations:

  • The judiciary is completely outside the Lokpal's purview.
  • A seven-year time limit on complaints bars the investigation of older corruption cases.
  • It cannot initiate an inquiry suo motu (on its own); a formal complaint is mandatory.

High Dismissal Rate

A vast majority of the complaints are dismissed at the preliminary stage, because they are not filed in the prescribed format or do not fall under the Lokpal's jurisdiction. 

For example, The Lokpal "disposed off" approximately 68% of corruption complaints against public functionaries without action over the past four years. (Source: Parliamentary panel in April 2023). 

Lack of Prosecutions

 A Parliamentary Standing Committee report in 2024 expressed concern that the Lokpal had not completed a single inquiry or prosecution under the Prevention of Corruption Act since its establishment. 

Dilution of Transparency Provisions

An amendment in 2016 weakened the original Act by removing the mandatory requirement for public servants to publicly declare the assets of their spouses and dependent children.

Political Influence

The composition of the Selection Committee is dominated by the ruling government, raising concerns about the potential for political influence in appointments.

The Karnataka Lokayukta (A Model of Success)

Under Justice Santosh Hegde, the Karnataka Lokayukta showed its potential. Its 2011 report on the illegal iron ore mining scam exposed a politician-official nexus and directly caused the then Chief Minister's resignation, proving an ombudsman can ensure high-level accountability with strong leadership and sufficient powers.

Way Forward to Strengthen LokPal

 Grant Constitutional Status: The Second ARC recommended giving the Lokpal a constitutional backing, similar to the Election Commission or the CAG, to ensure its independence and authority.

Establish an Independent Investigative Wing: The Lokpal must be equipped with its own dedicated team of investigators, free from government control, to ensure credible and impartial probes.

Widen and Clarify Jurisdiction: A critical re-evaluation of exclusions from the Lokpal's jurisdiction is needed to enhance accountability without exceptions.

Ensure Financial Autonomy: The Lokpal must be financially independent of the ministries and departments it is tasked with investigating to ensure functional autonomy.

Simplify Complaint Procedures: The process of filing complaints should be made more accessible and user-friendly to prevent dismissals on minor technicalities, encouraging citizens to report corruption.

Conclusion

The Lokpal needs genuine autonomy, an independent investigative arm, and political support to effectively fight high-level corruption and overcome its current weaknesses.

Source: THE HINDU 

PRACTICE QUESTION

Q. Despite a comprehensive legislative framework, the Lokpal has largely failed to meet its objectives. Discuss the key challenges hindering its effectiveness and suggest measures. 250 words

Frequently Asked Questions (FAQs)

The Lokpal is a statutory anti-corruption authority or ombudsman in India. Its primary function is to inquire into allegations of corruption against certain categories of public functionaries, including the Prime Minister, Union Ministers, MPs, and central government officials.

This criticism stems from its underwhelming performance. Despite receiving thousands of complaints, it has ordered very few investigations, has not prosecuted any high-profile individuals, and is hampered by structural weaknesses like the lack of its own investigative agency and jurisdictional limitations.

The Chairperson and Members are appointed by the President of India based on the recommendations of a Selection Committee. This committee is chaired by the Prime Minister and includes the Speaker of the Lok Sabha, the Leader of the Opposition in the Lok Sabha, the Chief Justice of India (or a nominee), and an eminent jurist.

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